AVP – Reg Tech Platforms
Finclude
Karachi, SD, pk
6d ago

Job Description

There are a range of duties and responsibilities that the candidate is expected to possess in order to manage the change and run functions of the banks regulatory technology solutions.

T he role holder will be responsible for owning, managing and optimizing the various digital solutions in Compliance and a subject matter expertise in the areas of Screening solutions, AML, Compliance digitization, Enterprise Fraud Management solutions

  • Responsible for leading teams (internal / vendor teams) to deliver change initiatives, manage BAU activities that span across one or more business units Compliance, Compliance Operations, Fraud Prevention & Intelligence (FPI)
  • Day-to-day management and ownership of key compliance systems / initiatives Screening Solution, Fraud Management Solution, Compliance digital applications on BPM, RPA platforms, In-house screening workflow applications
  • Manage the resources efficiently and prioritize system enhancement / up-grades.
  • Understand interdependencies between technology, operations and business needs·
  • Demonstrate a functional acumen to support how solutions will address client goals while maintaining alignment with industry best practices
  • Act as an internal quality control check for the platform owner and manage ongoing quality control and participate in quality issue resolution
  • Identification and escalation of system control and compliance issues, assess and document the related risk, and make recommendations for resolution.
  • Deliver appropriate and effective executive level communication
  • Flexible with proven ability to conform to shifting priorities, demands and timelines through analytical and problem-solving capabilities
  • Adept at conducting research into project-related issues and products
  • Perform proactive data analytics work and manage the data quality and integrity in the systems
  • Ensure our systems are compliant with applicable UAE laws and regulations, industry best practices and recommendations from respected third parties such as FATF and Wolfsberg.
  • Propose enhancements to the systems used by Compliance to generate efficiencies and / or improve our financial crime risk management.
  • Provide Platform owner with assurance that system controls are operating effectively
  • Provide regular reporting and management information relating to system performance and efficiency for senior management and relevant governance committees.
  • Provide updates to Senior Management on external events or regulatory changes affecting monitoring and screening.
  • Operating Environment, Framework and Boundaries, Working Relationships

  • Member of the development / implementation team (including off- shore) working on assigned tasks, projects and it initiatives.
  • interacts with members and other functional teams including members of the off- shore team
  • work with team members participating in shadowing and training activities
  • adhere to information controls and security frameworks / procedures, including change and incident management process
  • provide general administrative support to the team including meetings, knowledge transfer and activity reporting

    Problem Solving

  • Resolve production incidents in a smooth and timely manner with minimal impact to business
  • Put in controls and checks in place to monitor and smooth functioning of production systems
  • Investigate and understand the cause of defects raised.
  • Decision Making Authority & Responsibility

  • Demonstrate a functional acumen to support how solutions will address client goals while maintaining alignment with industry best practices
  • Day-to-day management and ownership of key compliance systems / initiatives Screening Solution, Fraud Management Solution, Compliance digital applications on BPM, RPA platforms, In-house screening workflow applications

    Manage the resources efficiently and prioritize system enhancement / up-grades

    Provide guidance to Sanctions Officers on interpreting system output to aid their investigations

    Skill set :

  • Proven knowledge in Fircosoft screening solutions, Fraud management solutions such as Clari5, SAS. Exposure to BPM and RPA solutions
  • Awareness of Global standards in AML, KYC,FATF, Sanctions is desirable
  • Strong system integration experience
  • Banking domain knowledge is essential
  • Excellent leadership, communication (written, verbal and presentation) and interpersonal skills.
  • Self-motivated, decisive, with the ability to adapt to change and competing demands·
  • Research best practices within and outside the organization to establish benchmark data and use continuous process improvement disciplines to achieve results
  • Working closely with Technology vendor and business teams
  • Senior Stakeholder Management
  • Awareness of regulations governing bank’s business process is a must
  • Collaborates and Integrates work with other teams including Operations, Business and other Technology functions·
  • Accountable for maintaining effective partnerships and working relationships with stakeholders as well as vendor and product partners
  • Knowledge of working with various database formats and file formats, conducting data analysis and analytics,
  • Proficiency in MS Office Suite.
  • Working knowledge with software development methods and techniques
  • Good knowledge of and experience with UNIX OS, programming languages and development tools
  • Good verbal and written communication
  • Working knowledge with software development methods and techniques
  • Good knowledge and experience with OS, shall script programming languages and development tools
  • Strong technical knowledge in required application area.
  • Ability to review, understand and improve program code and system documentation.
  • Bachelors Degree as a minimum from a recognized university (preferably computer science or similar).
  • Financial Crime qualifications is an added advantage
  • At least 10 - 14 years of experience in the financial services or IT sector
  • Familiarity with Compliance and Financial Crime related systems.
  • Prior experience and exposure to Fircosoft screening solutions, Fraud Management solutions, digital transformation initiatives in compliance

    Level (1-4)

    1-Basic 4- Sr. Managerial)

    1. Attention to detail and quality

    2. Commitment to results

    3. planning and organizing

    4. communication skills

    5. analytical thinking

    Requirements

    Skill set : · · Proven knowledge in Fircosoft screening solutions, Fraud management solutions such as Clari5, SAS. Exposure to BPM and RPA solutions · Awareness of Global standards in AML, KYC,FATF, Sanctions is desirable · Strong system integration experience · Banking domain knowledge is essential · Excellent leadership, communication (written, verbal and presentation) and interpersonal skills.

  • Self-motivated, decisive, with the ability to adapt to change and competing demands· · Research best practices within and outside the organization to establish benchmark data and use continuous process improvement disciplines to achieve results · Working closely with Technology vendor and business teams · Senior Stakeholder Management · Awareness of regulations governing bank’s business process is a must · Collaborates and Integrates work with other teams including Operations, Business and other Technology functions· · Accountable for maintaining effective partnerships and working relationships with stakeholders as well as vendor and product partners · Knowledge of working with various database formats and file formats, conducting data analysis and analytics, · Proficiency in MS Office Suite.
  • Working knowledge with software development methods and techniques · Good knowledge of and experience with UNIX OS, programming languages and development tools · Good verbal and written communication · Working knowledge with software development methods and techniques · Good knowledge and experience with OS, shall script programming languages and development tools · Strong technical knowledge in required application area.
  • Ability to review, understand and improve program code and system documentation. · Bachelor's Degree as a minimum from a recognized university (preferably computer science or similar).
  • Financial Crime qualifications is an added advantage · At least 10 - 14 years of experience in the financial services or IT sector · Familiarity with Compliance and Financial Crime related systems.
  • Prior experience and exposure to Fircosoft screening solutions, Fraud Management solutions, digital transformation initiatives in compliance COMPETENCY Level (1-4) (1-Basic 4- Sr.

    Managerial) 1. Attention to detail and quality 4 2. Commitment to results 3 3. planning and organizing 3 4. communication skills 3 5. analytical thinking 3

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